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Posted by Mr. Usman S. on Jun 12th, 2014 3:57pm

Usman M. Sheikh sits down with Ms. Wolburgh Jenah to discuss a No Contest Settlement Policy for IIROC, Regulating High Frequency Traders and Dark Pools, Advancing the Role of Women, A Possible IIROC / MFDA Merger, Learning from Market Crises and More.  

Ms. Wolburgh Jenah serves as President and CEO of the Investment Industry Regulatory Organization of Canada (IIROC).  In April 2014, she announced her intention to retire, effective October 31, 2014.

US  "... Where do you fall in the debate on no-contest settlements and is that, in your view, something that IIROC should adopt as a policy?

SWJ  "… We don’t see signs that other regulators in Canada are per se going down that road, although it might be too soon to say whether other jurisdictions or other securities regulators will consider this approach."

Read the full interview here.

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